Elmer Ferguson, financial advisor Lafayette CA

Elmer Ferguson

CRD Number: 4249474
Current Firm: Resources Investment Advisors

Elmer Ferguson (CRD# 4249474) is an Investment Advisor Representative working at Resources Investment Advisors in Lafayette, CA and has over 20 years of experience in the finance industry.

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Wealth & Tax Planners
Company Name Location Dates Years
Resources Investment Advisors Overland Park, KS Feb 2019 - Current 1
Triad Advisors Norcross, GA Feb 2019 - Current 1
Mma Securities LLC San Diego, CA Sep 2015 - Feb 2019 3
Marsh & Mclennan Agency San Diego, CA Nov 2014 - Feb 2019 4
Sagepoint Financial, Inc. San Diego, CA Jan 2009 - Jul 2018 9
Barney & Barney LLP San Diego, CA Feb 2007 - Aug 2017 10
Mmc Securities Corp. Oakland, CA Nov 2014 - Sep 2015 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2000
S66 NASAA Uniform Combined State Law Examination Feb 2013
Contact Info for Elmer R. Ferguson
Phone Number: 877-742-2021
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    43,805
    MILLIONS
  • Total Number of Accounts
    16,466
    ACCOUNTS
  • Average Account Value
    $2,660,339
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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