Kathleen MundyCRD Number: 6656353
Current Firm: Ameriprise Financial Services, LLC
Kathleen Mundy (CRD# 6656353) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Lafayette, IN and has over 2 years of experience in the finance industry.
Cuna Brokerage Services, Inc.
Royal Alliance Associates, Inc.
Clarify Wealth Management
|Ameriprise Financial Services, Inc.||Lafayette, IN||May 2015 - Current||6|
|Rossville Consolidated School||Rossville, IN||Aug 2003 - May 2016||12|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2019|
Total Assets Under Management374,305MILLIONS
Total Number of Accounts1,619,519ACCOUNTS
Average Account Value$231,121
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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