Rory Richard (CRD# 4339414) is an Investment Advisor Representative working at Sound Income Strategies, LLC in Lafayette, LA and has over 4 years of experience in the finance industry.
CRD# 3180794
Vermilion Asset Management, LLC
CRD# 5252838
Avantax Advisory Services
CRD# 2689932
Lifemark Securities Corp.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sound Income Strategies LLC | Fort Lauderdale, FL | Apr 2023 - Current | 1 |
| Ricrow Holdings | Lafayette, LA | Mar 2018 - Current | 6 |
| Platinum Financial | Lafayette, LA | Mar 2016 - Current | 8 |
| Portfolio Dynamix | Lafayette, LA | Oct 2022 - Apr 2023 | < 1 |
| Platinum Marketing | Lafayette, LA | May 2017 - Dec 2022 | 5 |
| Lifeworks Advisors, LLC | Lafayette, LA | Apr 2021 - Oct 2022 | 1 |
| Retirement Wealth Advisors | Lafayatte, LA | Jun 2019 - Apr 2021 | 1 |
| Guardian Life Insurance Company Of America | Lafayette, LA | Mar 2009 - Mar 2016 | 7 |
| Park Avenue Securities | Lafayette, LA | Mar 2009 - Mar 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | May 2019 |
- LA
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Total Assets Under Management2,669MILLIONS
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Total Number of Accounts20,938ACCOUNTS
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Average Account Value$127,465
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Educational seminars/workshops
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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