Andrew Markham, financial advisor Laguna Hills CA
83 score

Andrew Markham

CRD Number: 1863372
Current Firm: First Allied Advisory Services, Inc.

Andrew Markham (CRD# 1863372) is an Investment Advisor Representative working at First Allied Advisory Services, Inc. in Laguna Hills, CA and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
First Allied Securities, Inc. Laguna Hills, CA May 2008 - Current 8
First Allied Advisory Services, Inc. Laguna Hills, CA May 2008 - Current 8
Markham Financial Services, Inc. Laguna Hills, CA Jan 1998 - Current 18
First Advisors, Inc. Laguna Hills, CA Jan 2007 - May 2008 1
Ffp Securities, Inc. Laguna Hills, CA May 1989 - May 2008 19
Ffp Advisory Services Inc. Laguna Hills, CA Oct 1994 - Jan 2007 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1995
S65 NASAA Investment Advisors Law Examination Mar 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Andrew K. Markham
Phone Number: 866-378-1376
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    4,440
    MILLIONS
  • Total Number of Accounts
    26,339
    ACCOUNTS
  • Average Account Value
    $168,585
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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