Hans-christian WinklerCRD Number: 2966966
Current Firm: Claraphi Advisory Network, LLC
Hans-christian Winkler (CRD# 2966966) is an Investment Advisor Representative working at Claraphi Advisory Network, LLC in Laguna Hills, CA and has over 19 years of experience in the finance industry. Hans-christian Winkler has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Dorman Skorheim Wealth Management LLC
Jst Investment Consulting
Rs Crum Inc.
|Claraphi Advisory Network||New York, NY||Jul 2013 - Current||4|
|National Asset Management, Inc.||New York, NY||Sep 2004 - Jul 2013||8|
|National Securities Corporation||New York, NY||Dec 2002 - Jul 2013||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1998|
|S65||NASAA Investment Advisors Law Examination||Sep 2001|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management180MILLIONS
Total Number of Accounts950ACCOUNTS
Average Account Value$189,603
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, FL, HI, NJ, NY, OK, OR, TX, VA, WA
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