David Baldwin, financial advisor Laguna Niguel CA

David Baldwin

CRD Number: 5066926
Current Firm: Tcfg Investment Advisors, LLC

David Baldwin (CRD# 5066926) is an Investment Advisor Representative working at Tcfg Investment Advisors, LLC in Laguna Niguel, CA and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Edward Jones St Louis, MO Jul 2016 - Current 5
Various Insurance Carriers For W&r Insurance Agencies Edwardsville, IL Jan 2010 - Jun 2016 6
Waddell & Reed Inc. Overland Park, KS Nov 2005 - Jun 2016 10
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Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2010
Contact Info for David Baldwin
Phone Number: 949-365-5830
Registered State(s):
  • CA
  • FL
  • IL
By the Numbers
  • Total Assets Under Management
    460
    MILLIONS
  • Total Number of Accounts
    3,090
    ACCOUNTS
  • Average Account Value
    $148,763
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AZ, CA, CO, DC, DE, FL, GA, IA, ID, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI

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