Patrick ThompsonCRD Number: 5497775
Current Firm: Foresters Equity Services, Inc.
Patrick Thompson (CRD# 5497775) is an Investment Advisor Representative working at Foresters Equity Services, Inc. in Laguna Niguel, CA and has over 9 years of experience in the finance industry.
Dorman Skorheim Wealth Management LLC
Jst Investment Consulting
Rs Crum Inc.
|Foresters Equity Services, Inc.||Laguna Niguel, CA||Jul 2012 - Current||5|
|Oxford University Press||New York, CA||Mar 2005 - Current||12|
|Independent Financial Group||San Diego, CA||Aug 2009 - Jul 2012||2|
|Transamerica Financial Advisors||Los Angeles, CA||Mar 2008 - Aug 2009||1|
|Transamerica||Los Angeles, CA||Jan 2008 - Jun 2009||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2008|
|S65||NASAA Investment Advisors Law Examination||Jul 2012|
Total Assets Under Management11MILLIONS
Total Number of Accounts125ACCOUNTS
Average Account Value$86,354
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV