Katherine Stellflue (CRD# 4221262) is an Investment Advisor Representative working at Goldstein Advisors, LLC in Lake Forest, CA and has over 14 years of experience in the finance industry. Katherine Stellflue has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Kestra Investment Services, LLC | Madison, WI | Nov 2022 - Current | 1 |
| Goldstein Advisors, LLC | Madison, WI | Oct 2022 - Current | 1 |
| Securities America, Inc. | Lake Forest, CA | Oct 2020 - Nov 2022 | 2 |
| Arbor Point Advisors | Lake Forest, CA | Oct 2020 - Nov 2022 | 2 |
| Ameriprise Financial Services, Inc. | Irvine, CA | Jun 2018 - Oct 2020 | 2 |
| Lpl Financial, LLC | Newport Beach, CA | Jan 2013 - May 2018 | 5 |
| Pence Wealth Management Corporation | Newport Beach, CA | Jan 2013 - May 2018 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jun 2009 |
- CA
- TX
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Total Assets Under Management782MILLIONS
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Total Number of Accounts3,457ACCOUNTS
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Average Account Value$226,267
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CO, FL, IL, LA, MN, NC, NV, NY, TX, VA, WA, WI
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