Frank Wolff (CRD# 7164076) is an Investment Advisor Representative working at Basis Point LLC in Lake Geneva, WI and has over 4 years of experience in the finance industry.
CRD# 1257255
Raymond James Financial Services Advisors, Inc.
CRD# 4375964
Oneamerica Securities, Inc.
CRD# 837590
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Basis Point LLC | Lake Geneva, WI | Aug 2019 - Current | 4 |
| Ldfbdc | Lac Du Flambeau, WI | Jul 2020 - Oct 2022 | 2 |
| Town Of Bloomfield | Bloomfield, WI | Jul 2018 - Jun 2020 | 1 |
| Self | Lake Geneva, WI | Jul 2017 - Jun 2018 | < 1 |
| Self | Lake Geneva, WI | Oct 2013 - Jun 2017 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jul 2019 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- WI
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Total Assets Under Management0MILLIONS
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Total Number of Accounts2ACCOUNTS
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Average Account Value$20,000
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
WI
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