Thomas Rowe (CRD# 2284275) is an Investment Advisor Representative working at Geneva Partners, LLC in Lake Geneva, WI and has over 31 years of experience in the finance industry.
CRD# 1257255
Raymond James Financial Services Advisors, Inc.
CRD# 4375964
Oneamerica Securities, Inc.
CRD# 837590
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Geneva Partners, LLC | Lake Geneva, WI | Jun 2017 - Current | 6 |
| Thomas E. Rowe, Accountant | Lasalle, IL | Jul 1977 - Current | 46 |
| Sterne Agee Investment Advisor Services, Inc. | Birmingham, AL | Jan 2015 - Jun 2017 | 2 |
| Sterne Agee Financial Services, Inc. | La Salle, IL | Sep 2014 - Jun 2017 | 2 |
| Wrp Investments, Inc. | Youngstown, OH | Jun 2003 - Sep 2014 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1992 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2006 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
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Total Assets Under Management319MILLIONS
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Total Number of Accounts1,208ACCOUNTS
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Average Account Value$264,095
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, CA, FL, IA, IL, MI, NJ, NY, OH, WI
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