Rick Jones (CRD# 4358520) is an Investment Advisor Representative working at Trek Financial in Lake Havasu City, AZ and has over 23 years of experience in the finance industry.
CRD# 2347711
J.p. Morgan Securities LLC
CRD# 6972270
Edward Jones
CRD# 2239772
J.p. Morgan Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Trek Financial | Scottsdale, AZ | Dec 2016 - Current | 7 |
| World Equity Group | Lake Havasu City, AZ | Aug 2015 - Dec 2016 | 1 |
| Axa Advisors, LLC | New York, NY | Jun 2005 - Aug 2015 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2001 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2001 |
- AZ
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Total Assets Under Management2,260MILLIONS
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Total Number of Accounts4,584ACCOUNTS
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Average Account Value$493,117
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AL, AR, AZ, CA, CO, CT, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI, WY
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