David Marshall, financial advisor Lake Mary FL

David Marshall

CRD Number: 2891867
Current Firm: Capacuity LLC

David Marshall (CRD# 2891867) is an Investment Advisor Representative working at Capacuity LLC in Lake Mary, FL and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Capacuity Securities, Inc. New York, NY Dec 2018 - Current 2
Capacuity LLC Heathrow, FL Aug 2018 - Current 3
Atlas Financial Partners LLC New York, NY May 2008 - Current 13
Atlas Benefit Finance, LLC New York, NY Apr 2008 - Current 13
Newport Group Securities, Inc. Heathrow, FL Jan 2015 - Dec 2016 1
Nfp Securities, Inc. Pleasanton, CA Feb 2010 - Jan 2015 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1998
S66 NASAA Uniform Combined State Law Examination Dec 2018
Contact Info for David J. Marshall
Phone Number: (407) 949-6889
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    3,889
    MILLIONS
  • Total Number of Accounts
    37
    ACCOUNTS
  • Average Account Value
    $105,097,263
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DE, FL, GA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VI, VT, WA, WI

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