Carl Morganstein (CRD# 340111) is an Investment Advisor Representative working at Griffin Asset Management, LLC in Lake Worth, FL and has over 39 years of experience in the finance industry.
CRD# 1690782
J.p. Morgan Securities LLC
CRD# 4207020
Dakota Wealth, LLC
CRD# 1235698
World Equity Group, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Griffin Asset Management | New York, NY | Jul 2018 - Current | 5 |
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Jun 2018 | 3 |
| Morgan Stanley Smith Barney | Boca Raton, FL | Nov 2011 - Jun 2018 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1985 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2010 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management902MILLIONS
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Total Number of Accounts700ACCOUNTS
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Average Account Value$1,289,066
- A percentage of assets under your management
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CA, CO, CT, DC, FL, LA, MA, NJ, NY, TX, VA
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