Paul Duggan (CRD# 1135600) is an Investment Advisor Representative working at Trg Advisors, Inc. in Lakewood Ranch, FL and has over 40 years of experience in the finance industry. Paul Duggan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6120456
Sage Wealth Consulting, LLC
CRD# 1493667
Spire Wealth Management, LLC
CRD# 5983189
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Trg Advisors, Inc. | Lakewood Ranch, FL | Jul 2018 - Current | 5 |
| Touchstone Retirement Group LLC | Amherst, NY | Jan 2012 - Current | 12 |
| Trg Advisors, Inc. | Buffalo, NY | Aug 1997 - Current | 26 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1984 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management421MILLIONS
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Total Number of Accounts191ACCOUNTS
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Average Account Value$2,205,624
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
FL, GA, NY, TX
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