David ThomasCRD Number: 6241578
Current Firm: Northwestern Mutual Investment Services,llc
David Thomas (CRD# 6241578) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Lancaster, PA and has over 4 years of experience in the finance industry.
Northwestern Mutual Investment Services,llc
Kaufman Advisory Services, Inc.
Thrivent Investment Management Inc.
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Sep 2015 - Current||2|
|Northwestern Mutual Investment Services, LLC||Lancaster, PA||Mar 2014 - Current||4|
|Northwestern Mutual Investment Services, LLC||Lancaster, PA||Oct 2013 - Current||4|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Sep 2013 - Current||4|
|Newco Software||New York, NY||Sep 2010 - Oct 2013||3|
|Teamuniformorders.com||Roswell, GA||Mar 2009 - Oct 2013||4|
|Ibm||New York, NY||Jul 2005 - Apr 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2013|
|S65||NASAA Investment Advisors Law Examination||Mar 2014|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV