David Thomas (CRD# 6241578) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Lancaster, PA and has over 10 years of experience in the finance industry.
CRD# 2503103
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5372026
Rkl Private Wealth
CRD# 1255111
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Sep 2015 - Current | 8 |
| Northwestern Mutual Investment Services, LLC | Lancaster, PA | Mar 2014 - Current | 10 |
| Northwestern Mutual Investment Services, LLC | Lancaster, PA | Oct 2013 - Current | 10 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Sep 2013 - Current | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Mar 2014 |
| S63 | Uniform Securities State Law Examination | Dec 2013 |
- PA
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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