David Thomas, financial advisor Lancaster PA
89 score

David Thomas

CRD Number: 6241578
Current Firm: Northwestern Mutual Investment Services,llc

David Thomas (CRD# 6241578) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Lancaster, PA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Sep 2015 - Current 1
Northwestern Mutual Investment Services, LLC Lancaster, PA Mar 2014 - Current 2
Northwestern Mutual Investment Services, LLC Lancaster, PA Oct 2013 - Current 3
Northwestern Mutual Life Insurance Company Milwaukee, WI Sep 2013 - Current 3
Newco Software New York, NY Sep 2010 - Oct 2013 3
Teamuniformorders.com Roswell, GA Mar 2009 - Oct 2013 4
Ibm New York, NY Jul 2005 - Apr 2009 3
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Mar 2014
S63 Uniform Securities State Law Examination Dec 2013
Contact Info for David L. Thomas
Phone Number: 866-664-7737
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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