Michael GaudinoCRD Number: 1025547
Current Firm: Hornor, Townsend & Kent, Inc.
Michael Gaudino (CRD# 1025547) is an Investment Advisor Representative working at Hornor, Townsend & Kent, Inc. in Lancaster, PA and has over 35 years of experience in the finance industry.
Northwestern Mutual Investment Services,llc
Kaufman Advisory Services, Inc.
Thrivent Investment Management Inc.
|Hornor Townsend & Kent Ins||Horsham, PA||Mar 2016 - Current||2|
|Penn Mutual Life Insurance Co||Horsham, PA||Mar 2016 - Current||2|
|Metropolitan Life Insurance Company||Lancaster, PA||Apr 1998 - Mar 2016||17|
|Metlife Securities Inc.||Lancaster, PA||Apr 1998 - Mar 2016||17|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1983|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,216MILLIONS
Total Number of Accounts4,093ACCOUNTS
Average Account Value$297,128
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV