William PoffCRD Number: 1350202
Current Firm: Janney Montgomery Scott LLC
William Poff (CRD# 1350202) is an Investment Advisor Representative working at Janney Montgomery Scott LLC in Lancaster, PA and has over 14 years of experience in the finance industry.
Northwestern Mutual Investment Services,llc
Kaufman Advisory Services, Inc.
Thrivent Investment Management Inc.
|Janney Montgomery Scott, LLC||Philadelphia, PA||Jun 2013 - Current||4|
|Wells Fargo Advisors Financial Network LLC||Lancaster, PA||May 2009 - Jun 2013||4|
|Wachovia Securities Financial Network, LLC||Lancaster, PA||May 2006 - May 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2003|
|S66||NASAA Uniform Combined State Law Examination||Aug 2014|
Total Assets Under Management27,301MILLIONS
Total Number of Accounts84,453ACCOUNTS
Average Account Value$323,270
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV