James Shoup (CRD# 4925775) is an Investment Advisor Representative working at Prepared Retirement Institute LLC in Lansdale, PA and has over 18 years of experience in the finance industry. James Shoup has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 4330102
Hamilton-bates Investment Research, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Prepared Retirement Institute | Montgomeryville, PA | Dec 2023 - Current | < 1 |
| Prepared Retirement Institute LLC | Lansdale, PA | Nov 2020 - Current | 3 |
| Geneos Wealth Management Inc. | Montgomeryville, PA | Aug 2018 - Current | 5 |
| Financial Strategies Advisory LLC | Montgomeryville, PA | Aug 2018 - Dec 2023 | 5 |
| Brinker Capital | Berwyn, PA | Oct 2006 - Aug 2018 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2005 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2007 |
- PA
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Total Assets Under Management281MILLIONS
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Total Number of Accounts351ACCOUNTS
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Average Account Value$800,514
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
FL, MD, NJ, PA, TX, VA
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