Nicholas NautaCRD Number: 5062316
Current Firm: Shotwell Rutter Baer Inc.
Nicholas Nauta (CRD# 5062316) is an Investment Advisor Representative working at Shotwell Rutter Baer Inc. in Lansing, MI and has over 15 years of experience in the finance industry. Nicholas Nauta has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Mml Investors Services, LLC
Raymond James & Associates, Inc.
J.p. Morgan Securities LLC
|Cambridge Investment Research, Inc.||Fairfield, IA||Nov 2015 - Current||6|
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Nov 2015 - Current||6|
|Cuso Financial Services, LP||San Diego, CA||Sep 2011 - Nov 2015||4|
|Case Credit Union||Lansing, MI||Dec 2008 - Nov 2015||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2006|
Total Assets Under Management116MILLIONS
Total Number of Accounts720ACCOUNTS
Average Account Value$160,458
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CA, FL, HI, IN, MI, TX
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