Nicholas Nauta, financial advisor Lansing MI

Nicholas Nauta

CRD Number: 5062316
Current Firm: Shotwell Rutter Baer Inc.

Nicholas Nauta (CRD# 5062316) is an Investment Advisor Representative working at Shotwell Rutter Baer Inc. in Lansing, MI and has over 15 years of experience in the finance industry. Nicholas Nauta has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cambridge Investment Research, Inc. Fairfield, IA Nov 2015 - Current 6
Cambridge Investment Research Advisors, Inc. Fairfield, IA Nov 2015 - Current 6
Cuso Financial Services, LP San Diego, CA Sep 2011 - Nov 2015 4
Case Credit Union Lansing, MI Dec 2008 - Nov 2015 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2006
Contact Info for Nicholas F. Nauta
Phone Number: 517-321-4832
Registered State(s):
  • CA
  • FL
  • HI
  • IN
  • MI
  • TX
By the Numbers
  • Total Assets Under Management
    116
    MILLIONS
  • Total Number of Accounts
    720
    ACCOUNTS
  • Average Account Value
    $160,458
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, FL, HI, IN, MI, TX

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