Richard AlpertCRD Number: 4487716
Current Firm: Raub Brock Capital Management, LP
Richard Alpert (CRD# 4487716) is an Investment Advisor Representative working at Raub Brock Capital Management, LP in Larkspur, CA and has over 15 years of experience in the finance industry. Richard Alpert has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Jurika, Mills & Keifer, LLC
Lowery Thomas, LLC
Polaris Greystone Financial Group, LLC
|Raub Brock Capital Management, LP||Larkspur, CA||Nov 2010 - Current||6|
|Newfocus Financial Group, LLC||Vancouver, WA||Mar 2005 - Current||12|
|Raub Brock Capital, Inc.||Larkspur, CA||Jun 2010 - Nov 2010||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2002|
|S65||NASAA Investment Advisors Law Examination||Jan 2004|
Total Assets Under Management822MILLIONS
Total Number of Accounts2,887ACCOUNTS
Average Account Value$284,775
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
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