Thomas Zirbel, financial advisor Las Cruces NM

Thomas Zirbel

CRD Number: 1031111
Current Firm: Cetera Investment Advisers LLC

Thomas Zirbel (CRD# 1031111) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Las Cruces, NM and has over 41 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Advisers LLC Schaumburg, IL Jun 2023 - Current < 1
Cetera Advisor Networks LLC El Segundo, CA Aug 2021 - Current 2
Cetera Investment Services LLC St Cloud, MN Aug 2021 - Current 2
Northwestern Mutual Investment Services LLC Omaha, NE Jun 2019 - Current 4
Paul Lucdacka Omaha, NE May 2019 - Current 4
Nichegen Stem Cell Research Payson, AZ Aug 2011 - May 2019 7
Fbl Marketing Services West Des Moines, IA Apr 2016 - Jul 2018 2
Prospera Financial Services Dallas, TX Sep 2014 - Jul 2015 < 1
Cabana Asset Management Fayetteville, AR Jan 2014 - Jun 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1982
S65 NASAA Investment Advisors Law Examination Dec 1993
S66 NASAA Uniform Combined State Law Examination Oct 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Thomas N. Zirbel
Phone Number: 310-257-7880
Registered State(s):
  • NM
By the Numbers
  • Total Assets Under Management
    104,469
    MILLIONS
  • Total Number of Accounts
    423,554
    ACCOUNTS
  • Average Account Value
    $246,648
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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