Joseph PantozziCRD Number: 1065684
Current Firm: Ameritas Investment Corp
Joseph Pantozzi (CRD# 1065684) is an Investment Advisor Representative working at Ameritas Investment Corp in Las Vegas, NV and has over 19 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
Hornor, Townsend & Kent, Inc.
Cathay Consultants Ltd.
|First Ameritas Life Insurance Corp. Of New York||Suffern, NY||Jan 2010 - Current||7|
|Ameritas Investment Corp.||Lincoln, NE||Jun 2006 - Current||10|
|Ameritas Life Insurance Company||Lincoln, NE||Jun 2006 - Current||10|
|Connecticut Mutual Life Ins. Company||Las Vegas, NV||Nov 1986 - Current||30|
|Acacia Life Insurance||Bethesda, MD||Jun 2006 - Dec 2011||5|
|Union Central Life||Cincinnati, OH||Nov 2001 - Dec 2011||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1997|
|S65||NASAA Investment Advisors Law Examination||Jan 1998|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management2,296MILLIONS
Total Number of Accounts8,235ACCOUNTS
Average Account Value$278,845
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV