Joseph Pantozzi, financial advisor Las Vegas NV
83 score

Joseph Pantozzi

CRD Number: 1065684
Current Firm: Ameritas Investment Corp

Joseph Pantozzi (CRD# 1065684) is an Investment Advisor Representative working at Ameritas Investment Corp in Las Vegas, NV and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
First Ameritas Life Insurance Corp. Of New York Suffern, NY Jan 2010 - Current 6
Ameritas Investment Corp. Lincoln, NE Jun 2006 - Current 10
Ameritas Life Insurance Company Lincoln, NE Jun 2006 - Current 10
Connecticut Mutual Life Ins. Company Las Vegas, NV Nov 1986 - Current 30
Acacia Life Insurance Bethesda, MD Jun 2006 - Dec 2011 5
Union Central Life Cincinnati, OH Nov 2001 - Dec 2011 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1997
S65 NASAA Investment Advisors Law Examination Jan 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Joseph S. Pantozzi
Phone Number: 800-335-9858
Firm Website: http://www.ameritas.com
Registered State(s):
  • NV
By the Numbers
  • Total Assets Under Management
    2,296
    MILLIONS
  • Total Number of Accounts
    8,235
    ACCOUNTS
  • Average Account Value
    $278,845
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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