Douglas Miller (CRD# 2342067) is an Investment Advisor Representative working at Chief Advisors Corp in Lawrence, KS and has over 30 years of experience in the finance industry. Douglas Miller has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 3222569
Cambridge Investment Research Advisors, Inc.
CRD# 2447178
Lpl Financial LLC
CRD# 4149143
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| First Asset Financial Inc. | Salina, KS | May 2021 - Current | 2 |
| Chief Advisors Corp | Salina, KS | May 2021 - Current | 2 |
| United Capital Management Of Kansas, Inc. | Salina, KS | Jan 2021 - Apr 2021 | < 1 |
| Unemployed | Lawrence, KS | Mar 2020 - Jan 2021 | < 1 |
| The Trust Company | Lawrence, KS | Feb 2020 - Mar 2020 | < 1 |
| Unemployed | Lawrence, KS | Oct 2019 - Feb 2020 | < 1 |
| Charles Schwab & Company, Inc. | Kansas City, MO | Jun 1995 - Oct 2019 | 24 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1993 |
| S66 | NASAA Uniform Combined State Law Examination | Jan 2003 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- KS
- MO
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Total Assets Under Management89MILLIONS
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Total Number of Accounts390ACCOUNTS
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Average Account Value$228,205
- A percentage of assets under your management
- Hourly charges
- Portfolio management for individuals and/or small businesses
KS, MI, MO
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