Gregory Spears, financial advisor Lawrence KS
83 score

Gregory Spears

CRD Number: 1093729
Current Firm: Wells Fargo Advisors, LLC

Gregory Spears (CRD# 1093729) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Lawrence, KS and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors, LLC Overland Park, KS May 2015 - Current 1
Ubs Financial Services Inc. Kansas City, MO Sep 2014 - May 2015 < 1
Ubs Financial Services Inc. Louisville, KY Jul 2013 - Sep 2014 1
Ubs Financial Services Inc. Louisville, KY Oct 2011 - Jul 2013 1
Wachovia Securities, LLC Kansas City, MO Nov 2004 - Oct 2011 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1989
S65 NASAA Investment Advisors Law Examination Aug 1994
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Gregory V. Spears
Phone Number: 314-875-3000
Registered State(s):
  • KS
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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