Eric Rothman, financial advisor Lawrence NY

Eric Rothman

CRD Number: 2390952
Current Firm: Park Avenue Securities LLC

Eric Rothman (CRD# 2390952) is an Investment Advisor Representative working at Park Avenue Securities LLC in Lawrence, NY and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Guardian Life Insurance Co Of America Lawrence, NY Jan 2012 - Current 12
Park Avenue Securities LLC Lawrence, NY Jan 2012 - Current 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1996
S65 NASAA Investment Advisors Law Examination Dec 2014
Contact Info for Eric A. Rothman
Phone Number: 1-888-600-4667
Registered State(s):
  • AZ
  • CA
  • CO
  • CT
  • DE
  • FL
  • LA
  • ME
  • MA
  • MO
  • NV
  • NJ
  • NY
  • NC
  • OK
  • PA
  • RI
  • VA
  • WA
By the Numbers
  • Total Assets Under Management
    11,882
    MILLIONS
  • Total Number of Accounts
    62,811
    ACCOUNTS
  • Average Account Value
    $189,164
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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