Tommy Sausley, financial advisor League City TX

Tommy Sausley

CRD Number: 411473
Current Firm: Tommy N Sausley, Ria

Tommy Sausley (CRD# 411473) is an Investment Advisor Representative working at Tommy N Sausley, Ria in League City, TX and has over 42 years of experience in the finance industry. Tommy Sausley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Tommy N Sausley Ria League City, TX Dec 2007 - Current 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1981
S65 NASAA Investment Advisors Law Examination Nov 1992
Contact Info for Tommy N. Sausley
Phone Number: 281-772-8412
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    28
    MILLIONS
  • Total Number of Accounts
    29
    ACCOUNTS
  • Average Account Value
    $965,517
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

TX

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