Christopher Harvey, financial advisor Leesburg VA
83 score

Christopher Harvey

CRD Number: 1082041
Current Firm: Ameriprise Financial Services, Inc.

Christopher Harvey (CRD# 1082041) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Leesburg, VA and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services Inc. Leesburg, VA Sep 2009 - Current 7
Morgan Stanley Smith Barney Leesburg, VA Jun 2009 - Sep 2009 < 1
Citigroup Global Markets Inc. Leesburg, VA May 1994 - Sep 2009 15
Salomon Smith Barney Inc. Mclean, VA May 1994 - Oct 2007 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1983
S65 NASAA Investment Advisors Law Examination Sep 1994
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Christopher H. Harvey
Phone Number: 612-671-3131
Registered State(s):
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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