Nicholas Cummings (CRD# 7232966) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Leola, PA and has over 3 years of experience in the finance industry.
CRD# 5372026
Rkl Private Wealth
CRD# 1287344
Cadaret Grant & Co Inc.
CRD# 1388677
Voya Financial Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Smoker And Company LLC | Leola, PA | Nov 2022 - Current | 1 |
| Cetera Financial Specialists LLC | Schaumburg, IL | Mar 2022 - Current | 2 |
| Cetera Investment Advisers LLC | Schaumburg, IL | Mar 2022 - Current | 2 |
| Smoker Wealth Management LLC | Leola, PA | Mar 2022 - Current | 2 |
| Securian Financial Services Inc. | St Paul, MN | Sep 2021 - Mar 2022 | < 1 |
| Minnesota Life Insurance Co | St Paul, MN | Sep 2021 - Mar 2022 | < 1 |
| Delaware Valley Advisors | Huntingdon Valley, PA | Sep 2021 - Mar 2022 | < 1 |
| Massmutual | Springfield, MA | Jun 2021 - Jul 2021 | < 1 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Feb 2020 - May 2021 | 1 |
| Northwestern Mutual Investment Services LLC | Lancaster, PA | Feb 2020 - May 2021 | 1 |
| Albright College Schumo Center For Fitness And Wellness | Reading, PA | Nov 2018 - Feb 2021 | 2 |
| Rkl LLP | Wyomissing, PA | Jun 2019 - Aug 2019 | < 1 |
| Student | Reading, PA | Jul 2018 - Oct 2018 | < 1 |
| Spring Township Parks And Recreation | Sinking Spring, PA | Jun 2017 - Jul 2018 | 1 |
| Wilson High School | Reading, PA | Feb 2010 - Jun 2017 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2021 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2021 |
- PA
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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