Jay MiddletonCRD Number: 729104
Current Firm: Lokken Investment Group, LLC
Jay Middleton (CRD# 729104) is an Investment Advisor Representative working at Lokken Investment Group, LLC in Lewes, DE and has over 39 years of experience in the finance industry.
Ballast Financial Advisors, LLC
Arkadios Wealth Advisors
Janney Montgomery Scott LLC
|Lokken Investment Group, LLC||Lewes, DE||Jul 2020 - Current||2|
|Ocean View Advisory||Dagsboro, DE||Jan 2018 - Jun 2020||2|
|1 North Wealth Services, LLC||Annapolis, MD||Jul 2003 - Dec 2017||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1983|
|S65||NASAA Investment Advisors Law Examination||Oct 1996|
Total Assets Under Management254MILLIONS
Total Number of Accounts1,028ACCOUNTS
Average Account Value$247,403
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
DE, FL, LA, MA, MD, NC, NJ, NY, PA, TX, VA
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