Robert Whaling, financial advisor Lewisville NC
70 score

Robert Whaling

CRD Number: 6103390
Current Firm: Wells Fargo Advisors, LLC

Robert Whaling (CRD# 6103390) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Lewisville, NC and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors, LLC Lewisville, NC Jul 2016 - Current < 1
Bank Of America, N.a. Winston-salem, NC Dec 2012 - Jul 2016 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Winston-salem, NC Jul 2012 - Dec 2012 < 1
Unemployed Winston-salem, NC Jul 2011 - Jul 2012 1
Ikon Winston-salem, NC Jan 2011 - Jul 2011 < 1
Aon Winston-salem, NC Jan 1987 - Jan 2011 24
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Robert P. Whaling
Phone Number: 314-875-3000
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
70

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