Dawn Thompson (CRD# 6120559) is an Investment Advisor Representative working at Primerica Advisors in Lexington, KY and has over 11 years of experience in the finance industry.
CRD# 5978053
Edward Jones
CRD# 5157750
Context Financial LLC
CRD# 1061144
Ameriprise Financial Services, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Trane Technologies | Lexington, KY | Jan 2021 - Current | 3 |
Pfs Investments Inc. | Lexington, KY | Oct 2012 - Current | 11 |
Primerica Financial Services | Lexington, KY | Mar 2012 - Current | 12 |
Harshaw Trane | Lexington, KY | Jun 2005 - Dec 2020 | 15 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Dec 2012 |
S65 | NASAA Investment Advisors Law Examination | Nov 2013 |
- KY
- TX
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Total Assets Under Management8,462MILLIONS
-
Total Number of Accounts59,808ACCOUNTS
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Average Account Value$141,486
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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