Raymond KramerCRD Number: 1053345
Current Firm: First Kentucky Securities Corp
Raymond Kramer (CRD# 1053345) is an Investment Advisor Representative working at First Kentucky Securities Corp in Lexington, KY and has over 35 years of experience in the finance industry.
Pierce Financial Planning, Inc.
Investment Professionals, Inc.
Context Financial LLC
|First Kentucky Securities Corporation||Lexington, KY||Jul 1985 - Current||32|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1982|
|S65||NASAA Investment Advisors Law Examination||Aug 2006|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management205MILLIONS
Total Number of Accounts534ACCOUNTS
Average Account Value$383,895
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Security ratings or pricing services