Zachary Gates, financial advisor Lexington KY
96 score

Zachary Gates

CRD Number: 3111273
Current Firm: Wells Fargo Advisors, LLC

Zachary Gates (CRD# 3111273) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Lexington, KY and has over 18 years of experience in the finance industry. Zachary Gates has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Wells Fargo Advisors LLC Lexington, KY Nov 2014 - Current 2
J.p. Morgan Securities Inc. Lexington, KY May 2008 - Oct 2014 6
Jpmorgan Chase Bank Lexington, KY Apr 2000 - Oct 2014 14
Bear, Stearns & Company Inc. Lexington, KY Oct 2008 - Oct 2008 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1998
S66 NASAA Uniform Combined State Law Examination Mar 2000
Contact Info for Zachary M. Gates
Phone Number: 314-875-3000
Registered State(s):
  • KY
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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