William Rives, financial advisor Lexington NC

William Rives

CRD Number: 2811268
Current Firm: H.d. Vest Advisory Services, Inc.

William Rives (CRD# 2811268) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Lexington, NC and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
H.d.vest Insurance Agency Irving, TX Oct 2013 - Current 6
H.d. Vest Investment Services Lexington, NC Oct 1996 - Current 23
W Leon Rives Cpa Lexington, NC Jan 1983 - Current 37
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1996
S65 NASAA Investment Advisors Law Examination Jan 1999
Contact Info for William L. Rives
Phone Number: 972-870-6000
Firm Website: https://www.hdvest.com
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    12,540
    MILLIONS
  • Total Number of Accounts
    61,344
    ACCOUNTS
  • Average Account Value
    $204,429
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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BADGES
Clean Record
This advisor has a clean track record with regulators.

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