Nicholas Ferguson, financial advisor Lincoln RI

Nicholas Ferguson

CRD Number: 7029311
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Nicholas Ferguson (CRD# 7029311) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Lincoln, RI and has over 5 years of experience in the finance industry.

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Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name Location Dates Years
Bank Of America N.a. Lincoln, RI Jan 2020 - Current 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln, RI Dec 2019 - Current 4
Nylife Securities LLC Waltham, MA Dec 2018 - Nov 2019 < 1
New York Life Insurance Company Waltham, MA Oct 2018 - Nov 2019 1
Unemployed Walpole, MA May 2018 - Aug 2018 < 1
State Street Corporation Amherst, MA Jan 2017 - May 2018 1
Umass Amherst Amherst, MA Sep 2014 - May 2018 3
Downtown Boston Bid Boston, MA May 2017 - Aug 2017 < 1
Hannibal Pictures Inc. Los Angeles, CA Apr 2016 - May 2016 < 1
Genius Media Group Brooklyn, NY Jun 2015 - Aug 2015 < 1
Walpole High School Walpole, MA Sep 2010 - Sep 2014 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2019
S66 NASAA Uniform Combined State Law Examination Jan 2020
Contact Info for Nicholas J. Ferguson
Phone Number: 800-637-7455
Registered State(s):
  • CT
  • RI
  • TX
By the Numbers
  • Total Assets Under Management
    1,271,594
    MILLIONS
  • Total Number of Accounts
    2,911,578
    ACCOUNTS
  • Average Account Value
    $436,737
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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