John Browning (CRD# 2175608) is an Investment Advisor Representative working at Guardian Rock Wealth Investment Management, Inc. in Lisle, IL and has over 31 years of experience in the finance industry.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 4846117
Hightower Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Marc J. Lane Investment Management, Inc. | Chicago, IL | Feb 2019 - Current | 5 |
| Marc J. Lane & Company | Chicago, IL | Aug 2019 - Apr 2020 | < 1 |
| Marc J. Lane & Company | Chicago, IL | Nov 2018 - May 2019 | < 1 |
| Hennion & Walsh | Parsippany, NJ | Aug 2017 - Nov 2018 | 1 |
| Nuveen Investments | Chicago, IL | May 2016 - Jul 2017 | 1 |
| Incapital Asset Management LLC | Chicago, IL | Nov 2011 - Apr 2016 | 4 |
| Incapital LLC | Chicago, IL | May 2011 - Apr 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1993 |
| S65 | NASAA Investment Advisors Law Examination | May 2019 |
- FL
- IL
- NC
-
Total Assets Under Management35MILLIONS
-
Total Number of Accounts157ACCOUNTS
-
Average Account Value$223,509
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
FL, IL, NC
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