Lori RobertsCRD Number: 1399505
Current Firm: Raymond James & Associates, Inc.
Lori Roberts (CRD# 1399505) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Little Rock, AR and has over 21 years of experience in the finance industry.
Crosscurrent Wealthmanagement, LLC
Msi Financial Services, Inc.
Fiduciary Wealth Management, LLC
|Raymond James & Associates, Inc.||Little Rock, AR||Feb 2013 - Current||4|
|Morgan Keegan And Company Inc.||Little Rock, AR||Jun 2009 - Feb 2013||3|
|Citigroup Global Markets Inc.||Little Rock, AR||Jun 1985 - Jun 2009||24|
|Smith Barney Inc.||Little Rock, AR||Jun 1985 - Oct 2007||22|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1996|
|S66||NASAA Uniform Combined State Law Examination||Aug 2000|
Total Assets Under Management91,401MILLIONS
Total Number of Accounts317,837ACCOUNTS
Average Account Value$287,573
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)