Todd Boswell, financial advisor Little Rock AR
93 score

Todd Boswell

CRD Number: 4559560
Current Firm: Northwestern Mutual Investment Services,llc

Todd Boswell (CRD# 4559560) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Little Rock, AR and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Little Rock, AR Jul 2002 - Current 14
Northwestern Mutual Life Insurance Company Milwaukee, WI Jun 2002 - Current 14
Northwestern Mutual Investment Services, LLC Memphis, TN Nov 2010 - Mar 2016 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2002
S65 NASAA Investment Advisors Law Examination Mar 2011
Contact Info for Todd C. Boswell
Phone Number: 866-664-7737
Registered State(s):
  • AR
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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