James Dee (CRD# 1692346) is an Investment Advisor Representative working at Wealth Enhancement Advisory Services, LLC in Little Silver, NJ and has over 36 years of experience in the finance industry.
CRD# 2083423
Main Street Financial Solutions, LLC
CRD# 4874990
Prudential Financial Planning Services
CRD# 2130640
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Little Silver, NJ | Sep 2023 - Current | < 1 |
| Wealth Enhancement Group | Little Silver, NJ | Sep 2023 - Current | < 1 |
| Wealth Enhancement Advisory Services | Little Silver, NJ | Sep 2023 - Current | < 1 |
| Wealth Enhancement Group | Little Silver, NJ | Sep 2023 - Current | < 1 |
| Purshe Kaplan Sterling Investments | Albany, NY | Apr 2017 - Sep 2023 | 6 |
| First Capital Advisor Group | Little Silver, NJ | Apr 2017 - Sep 2023 | 6 |
| Cadaret, Grant & Company, Inc. | Red Bank, NJ | Mar 2007 - Mar 2017 | 10 |
| Wellesley Financial Planners | Red Bank, NJ | Mar 2007 - Mar 2017 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1987 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2002 |
- NJ
- TX
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Total Assets Under Management72,025MILLIONS
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Total Number of Accounts154,394ACCOUNTS
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Average Account Value$466,499
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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