Shaun Cavanagh (CRD# 6539476) is an Investment Advisor Representative working at Wambolt & Associates, LLC in Littleton, CO and has over 8 years of experience in the finance industry. Shaun Cavanagh has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1036566
Buswell Associates, Inc.
CRD# 5513725
Margin
CRD# 6280566
Motley Fool Wealth Management, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Wambolt & Associates | Littleton, CO | Jan 2023 - Current | 1 |
| Charles Schwab Bank | Lone Tree, CO | Nov 2016 - Dec 2022 | 6 |
| Charles Schwab & Company, Inc. | Chicago, IL | Jul 2015 - Dec 2022 | 7 |
| Student | Ann Arbor, MI | Aug 2014 - Jul 2015 | < 1 |
| Triad Financial Group | Greenwood Village, CO | May 2014 - Aug 2014 | < 1 |
| Student | Ann Arbor, MI | Aug 2013 - May 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2015 |
- CO
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Total Assets Under Management565MILLIONS
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Total Number of Accounts1,849ACCOUNTS
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Average Account Value$305,409
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CO, FL, IL, KS, NE, NH, OK, TX, WA
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