Herman Gunter, financial advisor Live Oak FL
96 score

Herman Gunter

CRD Number: 1385603
Current Firm: Independent Financial Partners

Herman Gunter (CRD# 1385603) is an Investment Advisor Representative working at Independent Financial Partners in Live Oak, FL and has over 30 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Independent Financial Partners Live Oak, FL Jul 2010 - Current 7
Lpl Financial LLC Live Oak, FL Sep 2009 - Current 8
Mutual Service Corp Live Oak, FL Feb 2009 - Sep 2009 < 1
Aig Financial Advisors, Inc. Live Oak, FL Oct 2008 - Feb 2009 < 1
American General Securities Incorporated Houston, TX Jun 1985 - Oct 2008 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1987
S65 NASAA Investment Advisors Law Examination Jun 1999
Contact Info for Herman Gunter
Phone Number: 813-341-0960
Registered State(s):
  • FL
  • TX
  • LA
By the Numbers
  • Total Assets Under Management
    4,348
    MILLIONS
  • Total Number of Accounts
    24,542
    ACCOUNTS
  • Average Account Value
    $177,153
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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