Michael Curtis (CRD# 1020850) is an Investment Advisor Representative working at Commonwealth Financial Network in Liverpool, NY and has over 22 years of experience in the finance industry. Michael Curtis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5591004
Cadaret Grant & Co Inc.
CRD# 1200413
Rbc Capital Markets, LLC
CRD# 828730
Merrill Lynch, Pierce, Fenner & Smith Incorporated
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Commonwealth Financial Network | Waltham, MA | Jun 2023 - Current | < 1 |
| Mcc Financial Services Inc. | Liverpool, NY | May 1999 - Current | 24 |
| Cadaret, Grant & Company, Inc. | Liverpool, NY | May 1999 - Jun 2023 | 24 |
| Provident Mutual Life Ins. Company | Philadelphia, PA | Aug 1989 - Jun 2023 | 33 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2001 |
- NY
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Total Assets Under Management177,032MILLIONS
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Total Number of Accounts623,075ACCOUNTS
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Average Account Value$284,126
- A percentage of assets under your management
- Hourly charges
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- Publication of periodicals or newsletters
- Educational seminars/workshops
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