Michael Kay, financial advisor Livingston NJ
100 score

Michael Kay

CRD Number: 1420183
Current Firm: Financial Life Focus, LLC
Compensation Model: Fee Only
Michael Kay (CRD# 1420183) is an Investment Advisor Representative working at Financial Life Focus, LLC in Livingston, NJ and has over 30 years of experience in the finance industry.
CONTACT
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Professional Designations
Company Name Location Dates Years
Financial Life Focus, LLC Livingston, NJ Oct 2001 - Current 15
New York University New York City, NY Jan 2002 - Sep 2011 9
Mid Atlantic Benefit Strategies Wall, NJ Oct 2002 - Jun 2010 7
Securian Financial Services, Inc. Livingston, NJ Oct 1986 - Jun 2010 23
Mid Atlantic Resource Group Livingston, NJ Sep 1985 - Jun 2010 24
Mid Atlantic Insurance Solutions Wall, NJ Jan 2003 - Jan 2010 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1986
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Michael F. Kay
Phone Number: (973) 533-0666
Registered State(s):
  • NJ
  • TX
  • AL
  • CA
  • CO
  • CT
  • FL
  • IL
  • KS
  • MD
  • MA
  • MN
  • NY
  • NC
  • OH
  • PA
  • RI
  • VT
  • VA
  • WA
By the Numbers
  • Total Assets Under Management
    169
    MILLIONS
  • Total Number of Accounts
    425
    ACCOUNTS
  • Average Account Value
    $397,679
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CT, FL, NJ, NY, TX

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BADGES
100
Verified Page
Data verified by both the advisor and the public regulatory data.

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