Alan Caldwell (CRD# 7169049) is an Investment Advisor Representative working at On Track To Retire LLC in Livonia, MI and has over 5 years of experience in the finance industry. Alan Caldwell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4661126
Lpl Financial LLC
CRD# 4511557
Savant Wealth Management
CRD# 4713729
Bernard Wealth Management Corp.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| On Track To Retire LLC | Livonia, MI | Aug 2019 - Current | 4 |
| Origin Financial | San Francisco, CA | Jul 2021 - Oct 2022 | 1 |
| Jane Addams Resource Corporation | Chicago, IL | Jul 2019 - Jun 2020 | < 1 |
| Southwest Economic Solutions | Detroit, MI | Oct 2018 - May 2019 | < 1 |
| Customized Financial Coaching | Dearborn, MI | Jan 2018 - May 2019 | 1 |
| Home Depot | Dearborn, MI | Sep 2017 - May 2018 | < 1 |
| Selling Home/moving | Dearborn, MI | May 2017 - Sep 2017 | < 1 |
| Real Baked Goods | Ann Arbor, MI | May 2014 - Apr 2017 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Sep 2018 |
- IL
- MI
- TX
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
IL, MI, TX
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