Sophois Sokhom, financial advisor Long Beach CA
96 score

Sophois Sokhom

CRD Number: 5887039
Current Firm: Independent Financial Partners

Sophois Sokhom (CRD# 5887039) is an Investment Advisor Representative working at Independent Financial Partners in Long Beach, CA and has over 5 years of experience in the finance industry. Sophois Sokhom has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lpl Financial, LLC Long Beach, CA Nov 2014 - Current 2
Independent Financial Partners Long Beach, CA Nov 2014 - Current 2
Merrill Lynch Long Beach, CA Jan 2011 - Nov 2014 3
Long Beach Consulting Group Long Beach, CA Feb 2008 - Dec 2010 2
Robert Half International Ceritos, CA Mar 2007 - Feb 2008 < 1
Long Beach Consulting Group Long Beach, CA Jul 2004 - Feb 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2011
Contact Info for Sophois Sokhom
Phone Number: 813-341-0960
Registered State(s):
  • CA
  • MN
By the Numbers
  • Total Assets Under Management
    4,348
    MILLIONS
  • Total Number of Accounts
    24,542
    ACCOUNTS
  • Average Account Value
    $177,153
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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