Alex Brown (CRD# 7129676) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Longmont, CO and has 1 year of experience in the finance industry.
CRD# 6818104
Winding Trail Financial Planning, LLC
CRD# 3073220
Lpl Financial LLC
CRD# 6262403
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| J.p. Morgan Securities LLC | Loveland, CO | May 2019 - Current | 4 |
| Jpmorgan Chase Bank, N.a. | Loveland, CO | May 2019 - Current | 4 |
| Unemployed | Longmont, CO | Feb 2019 - Apr 2019 | < 1 |
| Hapco, Inc. Dba Tarpco | Kent, OH | Sep 2011 - Jan 2019 | 7 |
| Kent State University | Kent, OH | Aug 2010 - May 2018 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2023 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CO
- TX
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Total Assets Under Management249,731MILLIONS
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Total Number of Accounts1,034,072ACCOUNTS
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Average Account Value$241,502
- A percentage of assets under your management
- Other
- Financial planning services
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- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
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