Bart Ballinger (CRD# 2304993) is an Investment Advisor Representative working at Usi Advisors in Los Angeles, CA and has over 30 years of experience in the finance industry.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Usi Advisors, Inc. | Glastonbury, CT | Jun 2021 - Current | 2 |
| Usi Consulting Group, Inc. | Glastonbury, CT | Mar 2018 - Current | 6 |
| Usi Securities, Inc. | Glastonbury, CT | Mar 2018 - Current | 6 |
| Manning & Napier Investor Services, Inc. | Fairport, NY | Nov 2017 - Mar 2018 | < 1 |
| Perspective Partners | Faiport, NY | May 2016 - Mar 2018 | 1 |
| Unemployed | Pasadena, CA | Dec 2015 - May 2016 | < 1 |
| Gwfs Equities, Inc. | Greenwood Village, CO | Sep 2014 - Dec 2015 | 1 |
| Jpmorgan Retirement Plan Services LLC | Los Angeles, CA | Oct 2009 - Sep 2014 | 4 |
| J.p. Morgan Institutional Investments Inc. | Los Angeles, CA | Oct 2009 - Sep 2014 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1993 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2021 |
- CA
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Total Assets Under Management41,618MILLIONS
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Total Number of Accounts1,348ACCOUNTS
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Average Account Value$30,873,933
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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