David Grados, financial advisor Los Angeles CA

David Grados

CRD Number: 6451746
Current Firm: Pgim Investments LLC

David Grados (CRD# 6451746) is an Investment Advisor Representative working at Pgim Investments LLC in Los Angeles, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Prudential Investment Management Services LLC Los Angeles, CA Mar 2017 - Current 7
Pgim Investments,llc Los Angeles, CA Mar 2017 - Current 7
Pgim Investments,llc Los Angeles, CA Feb 2017 - Current 7
Morgan Stanley Private Bank, N.a. New York, NY Mar 2016 - Feb 2017 < 1
Morgan Stanley Smith Barney LLC Paramus, NJ Jan 2016 - Feb 2017 1
Axa Advisors, LLC New York, NY Apr 2015 - Oct 2015 < 1
Unemployed Paramus, NJ Oct 2014 - Apr 2015 < 1
Amendola Landscapes Poughkeepsie, NY Jul 2011 - Oct 2014 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2015
S65 NASAA Investment Advisors Law Examination Mar 2016
Contact Info for David C. Grados
Phone Number: 973-802-9908
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    315,352
    MILLIONS
  • Total Number of Accounts
    167
    ACCOUNTS
  • Average Account Value
    $1,888,332,353
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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