Gina Galang, financial advisor Los Angeles CA
93 score

Gina Galang

CRD Number: 3022406
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Gina Galang (CRD# 3022406) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Los Angeles, CA and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles, CA Jun 2015 - Current 1
Wells Fargo Advisors LLC Los Angeles, CA May 2009 - Jun 2015 6
Wachovia Securities, LLC Woodland Hills, CA Jan 2009 - May 2009 < 1
Unemployed Los Angeles, CA Nov 2008 - Jan 2009 < 1
Securities America, Inc. Los Angeles, CA Aug 2008 - Nov 2008 < 1
Bear, Stearns & Company Inc. Los Angeles, CA Aug 2004 - Aug 2008 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2000
Contact Info for Gina T. Galang
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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