Javier Santos, financial advisor Los Angeles CA

Javier Santos

CRD Number: 7421044
Current Firm: Tcw Investment Management Company LLC

Javier Santos (CRD# 7421044) is an Investment Advisor Representative working at Tcw Investment Management Company LLC in Los Angeles, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Tcw LLC Los Angeles, CA Feb 2022 - Current 2
Tcw Funds Distributors LLC Los Angeles, CA Feb 2022 - Current 2
Equitable Advisors LLC New York, NY Aug 2021 - Feb 2022 < 1
Oakmont Country Club Glendale, CA Jun 2019 - Jan 2022 2
California State University, Northridge Northridge, CA Aug 2018 - May 2020 1
Togo's & Baskin Robbins La Crescenta, CA Aug 2016 - Jun 2019 2
Glendale Community College Glendale, CA Aug 2015 - Jun 2018 2
Unemployment Montrose, CA May 2015 - Aug 2015 < 1
California State University, Long Beach Long Beach, CA Feb 2015 - May 2015 < 1
California State University, Long Beach Long Beach, CA Aug 2014 - May 2015 < 1
Ralph's La Cañada, CA Jun 2014 - Aug 2014 < 1
Crescenta Valley High School La Crescenta, CA Aug 2010 - Jun 2014 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2022
Contact Info for Javier E. Santos
Phone Number: 213-244-0000
Registered State(s):
  • AZ
  • CA
  • IL
  • IN
  • ME
  • MA
  • MI
  • MN
  • MO
  • NV
  • NH
  • NY
  • OH
  • RI
  • VT
  • WI
  • WY
By the Numbers
  • Total Assets Under Management
    39,897
    MILLIONS
  • Total Number of Accounts
    4,569
    ACCOUNTS
  • Average Account Value
    $8,732,022
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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